The Alternative Investment Management Association, the Managed Funds Association and the National Association of Private Fund Managers filed a Complaint against the SEC to vacate the agency's recently adopted rule to change the definitions of "dealer" and "government securities dealer.”
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The Chamber of Commerce, the American Bankers Association, the Consumer Bankers Association and two Texas business groups challenged the CFPB on the recently adopted final rule restricting credit card penalty fees.
The FIA released its December 2023 data on customer funds held at US FCMs.
In response to proposed rule changes to reduce trade reporting time frames, the Financial Information Forum and the Investment Company Institute recommended that FINRA and MSRB provide additional exceptions to the application of any reduced reporting times.
The Futures Industry Association published an analysis on the evolution of the methodology used by central clearinghouses for the purpose of calculating margin for exchange-traded derivatives.