SIFMA expressed concern over FINRA's proposed amendments to require FINRA-member broker-dealers to report transactions in U.S. dollar-denominated foreign sovereign and supranational securities to the Trade Reporting and Compliance Engine system on a same-day basis.
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FINRA adopted amendments to the TRACE reporting rules to require broker-dealers to indicate when a corporate bond transaction is part of a portfolio trade.
Comments on a FINRA proposal to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities must be submitted by June 7, 2022 .
FINRA proposed to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities.
SEC Chair Gary Gensler previewed current and future agency efforts to further regulate the "$50 trillion-plus U.S. bond markets." Mr. Gensler asserted that the fixed income markets need (i) greater transparency, (ii) additional rules for electronic platforms and (iii) to increase financial resiliency.