News & Insights

Help
18 News Results

A FINRA rule change relating to amending the securities futures risk disclosure statement (the "Statement") was published in the Federal Register. The original Statement was approved by the SEC in 2002, and the first supplement to the Statement was added in 2010. FINRA is proposing a second supplement to the Statement to accommodate proposed changes by OneChicago, LLC to list a product with a physical delivery settlement cycle shorter than three business days. The proposed supplement is intended to be read in conjunction with the Statement. Comments must be submitted by May 16, 2014. See: 79

FINRA filed with the SEC proposed amendments to the security futures risk disclosure statement (the "Statement"). The original Statement was approved by the SEC in 2002, and the first supplement to the Statement was added in 2010. FINRA is proposing a second supplement to the Statement to accommodate proposed changes by OneChicago, LLC to list a product with a physical delivery settlement cycle shorter than three business days. The proposed supplement discloses that settlement by physical delivery may be effected on a time-frame shorter than three business days based on the rules of the

FINRA proposed amendments to the Security Futures Risk Disclosure Statement to reflect recent changes on position limits for security futures contracts, market-wide circuit breaker benchmarks and thresholds, and that exchanges may now list security futures on certain debt instruments.