CME issued fines and suspensions against two brokers and a futures brokerage firm for separate trade practice violations.

The operator of a binary options trading firm agreed to settle CFTC charges for engaging in off-exchange options trading without being properly registered as a futures commission merchant.

Two interdealer brokers settled separate New York State and CFTC charges for fraudulent practices involving foreign exchange currency options.

NFA announced the effective date of rule amendments designed to clarify the applicability of certain NFA rules and interpretive notices to certain regulated entities.