The SEC extended the comment periods for recently proposed rulemakings relating to climate disclosure, private fund advisers and exchange registration.
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SEC Commissioner Hester M. Peirce expressed support for SEC Chair Jay Clayton's initiative to review and amend outdated regulations.
The SEC adopted amendments to Regulation ATS that will impose additional public disclosure requirements on alternative trading systems that trade stocks listed on national securities exchanges.
SEC amendments to enhance the disclosure requirements for alternative trading systems that trade National Market System stocks were published in the Federal Register.
The SEC Office of the Investor Advocate communicated its FY2021 priorities for protecting and promoting the interests of retail investors.