In a discussion paper, ISDA provided a roadmap "for participants in the derivatives industry who are working to implement new technology solutions and applications aimed at optimizing and digitizing financial markets."
News & Insights
10 News Results
A digital asset company settled CFTC charges for delivering "false, misleading or inaccurate reports" of transactions on the company's electronic trading platform and for wash trades by one of the company's former employees.
In its annual Risk Monitoring and Examination Priorities letter, FINRA identified areas of focus for 2021.
In an opening statement before the CFTC Technology Advisory Committee, Commissioner Brian Quintenz identified ongoing topics for consideration and crypto-currency self-regulatory efforts.
In its annual Risk Monitoring and Examination Priorities letter, FINRA identified areas of focus for 2020.