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See: 77 FR 20128 The CFTC is adopting regulations to implement certain provisions of Title VII of the Dodd-Frank Act. These regulations set forth reporting and recordkeeping requirements and daily trading records requirements for swap dealers (SDs) and major swap participants (MSPs). These regulations also set forth certain duties imposed upon SDs and MSPs registered with the CFTC with regard to: risk management procedures; monitoring of trading to prevent violations of applicable position limits; diligent supervision; business continuity and disaster recovery; disclosure and the ability of

See: 77 FR 35200 The CFTC is adopting rules to further implement the Commodity Exchange Act (CEA) with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Act. The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the CFTC shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date

CFTC Dodd Frank Rulemaking 76 FR 22833 April 25, 2011 The CFTC is proposing rules to implement the Dodd-Frank Act's mandate for the reporting of data relating to swaps entered into before the date of enactment of the Act, the terms of which have not expired as of the date of enactment of that Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). This proposal would establish recordkeeping and reporting requirements for

The CFTC is adopting final rules to implement the Dodd-Frank Act's new statutory framework regarding swap data recordkeeping and reporting requirements for all swap transactions. The rules apply to swap data recordkeeping and reporting requirements for swap data repositories, derivatives clearing org (non-SD/MSP counterparties) (including, without limitation, counterparties entitled to elect the clearing requirement exception pursuant to CEA § 2(h)(7) with respect to particular swaps). The rules being adopted apply to swap data recordkeeping and reporting requirements for swap data