The SEC adopted final rules on (i) the mandatory clearing of transactions in Treasury securities and (ii) the application of the broker-dealer customer protection rule to Treasury securities.
News & Insights
The CFTC and French financial regulators have signed a Memorandum of Understanding aimed at facilitating cooperation and the exchange of information related to supervising covered institutions that operate on a cross-border basis in the United States and France.
The CFTC set a comment deadline of August 28, 2023 on an application submitted by the Institute of International Bankers, ISDA and SIFMA to determine whether German and French capital and financial reporting requirements are comparable to the CFTC’s requirements for swap dealers.
The CFTC requested comment on an application submitted by the Institute of International Bankers, ISDA and SIFMA to determine whether German and French capital and financial reporting requirements are comparable to the CFTC’s requirements for swap dealers.
Comments on a CFTC comparability determination for capital and financial reporting requirements applicable to Mexico-based CFTC-registered swap dealers are due by February 13, 2023. The notice was published in the Federal Register.