SIFMA recommended "minor enhancements" to the SEC's proposed amendments to the National Market System Plan governing the Consolidated Audit Trail.
CFTC-proposed technical corrections to data privacy rules were published in the Federal Register.
The CFTC approved (i) three foreign board of trade applications submitted by European entities and (ii) technical corrections to consumer data privacy rules.
A broker-dealer that operates an alternative trading system for trading fixed income securities settled SEC charges for failing to protect subscribers' confidential information.
IOSCO urged member jurisdictions to continue using internationally recognized "Core Standards" cyber regulation frameworks.