FIA submitted a comment letter questioning the value of certain compliance resource information required to be submitted as part of FCM and swap dealer CCO annual reports.
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FIA requested that the CFTC codify no-action relief regarding the treatment of separately managed accounts held at futures commission merchants.
The Futures Industry Association urged the CFTC to clarify rules regarding the margin treatment of separate customer accounts.
The FIA Law & Compliance Audit Trail Working Group urged the CFTC to amend certain audit trail requirements.
In a "Midyear 2020 Advocacy Report," FIA highlighted efforts to address the COVID-19 related economic and operational issues.