NFA urged members to increase their vigilance of cybersecurity threats and to monitor the U.S. Treasury's Office of Foreign Assets Control’s webpage on current sanctions against Russia.
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The National Futures Association charged an introducing broker with failing to fully implement its anti-money laundering program.
The National Futures Association reminded members to review the updated list of jurisdictions with strategic anti-money laundering deficiencies and to update programs accordingly.
The National Futures Association advised futures commission merchants and introducing brokers to ensure that their anti-money laundering programs comply with OFAC requirements on virtual currency transactions.
The National Futures Association proposed amending its anti-money laundering program to include ongoing customer due diligence requirements.