The National Futures Association proposed amending certain financial requirements regarding cleared swaps collateral disbursements, to add a carve-out for FCMs s acting pursuant to relief granted by the CFTC staff.
News & Insights
103 News Results
The National Futures Association urged the CFTC to revise certain proposed third-party recordkeeping requirements.
The NFA updated its Self-Examination Questionnaire for Futures Commission Merchants, Futures Derivatives Merchants, Investment Bankers, Commodity Pool Operators and Commodity Trading Advisors.
The NFA urged futures commission merchants and independent brokers to revise their anti-money laundering programs to reflect the most current information on jurisdictions with strategic deficiencies identified by the Financial Action Task Force.
The NFA supported proposed CFTC amendments regarding the duties and reporting requirements of Chief Compliance Officers.