FINRA proposed amendments to the Security Futures Risk Disclosure Statement to reflect recent changes on position limits for security futures contracts, market-wide circuit breaker benchmarks and thresholds, and that exchanges may now list security futures on certain debt instruments.
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The National Futures Association proposed amendments on enhanced supervisory requirements for security futures broker-dealers employing a large number of previously disciplined employees.
The National Futures Association proposed an update to the risk disclosure statement for security futures contracts that broker-dealers are required to provide to a customer prior to trading.
NFA proposed amendments to update previous guidance on risk disclosure statements for security futures contracts.
The National Futures Association's amendments to the Risk Disclosure Statement will become effective on October 12, 2018.