NFA reminded registrants that the annual affirmation requirement for entities claiming exemption from CPO or CTA registration is March 1, 2021.
News & Insights
NFA proposed amendments to rules on communications with the public and promotional materials. The amendments would provide relief to certain CTA members regarding the disclosure of performance results to eligible contract participant clients.
NFA reminded any person with an exclusion/exemption from CPO or CTA registration to affirm the related notice of exemption by February 29, 2020.
SIFMA Asset Management Group and the National Futures Association urged the CFTC to amend its proposal to simplify regulatory obligations for commodity pool operators and commodity trading advisors.
The National Futures Association reminded members about certain obligations for commodity pool operators / commodity trading advisors who are exempt from CFTC registration.