The SEC conditionally permitted FINRA to access security-based swap data obtained from security-based swap data repositories.

FINRA set the compliance dates for rule amendments relating to security-based swaps.

FINRA revised and redesignated its Interpretations of the SEA Financial and Operating Rules to align with recent SEC amendments.

FINRA proposed delaying the expiry date of Rule 0180 on the application of FINRA rules to security-based swaps, and extending the implementation date of Rule 4240 on margin requirements for credit default swaps.