FINRA revised and updated the Web API Specifications for TRACE Securitized Products.
News & Insights
32 News Results
A firm settled FINRA charges for suitability and supervisory violations related to the sale of non-traditional and volatility-linked exchange traded products.
The SEC approved a proposal to delay the effective date of FINRA Margin Rule amendments from December 15, 2017 to June 25, 2018.
The SEC approved FINRA's proposal to adopt margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.
The SEC requested comment on Amendment No. 2 to a FINRA rule proposal to adopt margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.