The SEC granted a proposal by FINRA to extend the effective date to establish margin requirements for "to-be-announced" or "TBA" transactions and other forward-settling agency securities transactions.

The SEC approved a proposal to delay the effective date of FINRA Margin Rule amendments from December 15, 2017 to June 25, 2018.

Comments on a FINRA proposal to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities must be submitted by June 7, 2022.

​FINRA proposed to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities.

A firm settled FINRA charges for suitability and supervisory violations related to the sale of non-traditional and volatility-linked exchange traded products.