Comments on a FINRA proposal to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities must be submitted by June 7, 2022 .

​FINRA proposed to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities.

Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.

A firm settled FINRA charges for suitability and supervisory violations related to the sale of non-traditional and volatility-linked exchange traded products.

FINRA proposed to delay, from March 25, 2021 to October 26, 2021, the implementation date of amendments to FINRA margin requirements on "To Be Announced" and other "Covered Agency Transactions."