The FINRA proposal would mandate that alternative trading systems report the identities of non-FINRA subscribers that are parties to Treasury securities trade transactions.
News & Insights
FINRA issued a notice informing member firms that the fee rate for specified securities transactions on exchanges and in over-the-counter markets will decrease from $23.10 to $13.00 per million dollars in transactions.
FINRA filed with the SEC a proposed rule change to conform its rule on trading halts with recent changes to the Regulation NMS Plan to Address Extraordinary Volatility.
FINRA filed a proposed rule change that would provide a temporary exemption to allow member alternative trading systems and their subscribers to report aggregate trade information to TRACE regarding certain U.S. Treasury Securities transactions.
FINRA released podcasts that highlight operational risks and market integrity issues outlined in FINRA's 2017 Regulatory and Examination Priorities Letter.