FINRA adopted amendments to provide margin relief for specified index option positions, referred to as "protected options."
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The SEC extended to March 15, 2024 the period for consideration on FINRA-proposed amendments to margin requirements for certain short options.
The SEC instituted proceedings to determine whether to approve a FINRA proposal that would change margin requirements for certain types of "protected" index options.
A broker-dealer settled FINRA charges for failing to make accurate reports of OTC options to the Large Options Positions Reporting system.
FINRA proposed rule amendments to provide margin relief for specified index option transactions and warrant positions.