A broker-dealer settled charges with FINRA for engaging in 717 instances of "spoofing" in the Treasury securities secondary market.
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Comments on a FINRA proposal to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities must be submitted by June 7, 2022 .
FINRA proposed to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities.
FINRA requested comment on a proposal to expand the alternative trading system volume data published on the FINRA website to include transactions in corporate bonds and agency debt securities.
FINRA's proposal amending rules on Transaction Reporting of TRACE-Eligible Securities, to extend the reporting period and adopt a new modifier to identify certain transactions, was published in the Federal Register.