FINRA provided clarification to member firms on reviewing, adjusting and responding to their "Final Statements" and renewal reports.
News & Insights
6 News Results
FINRA notified firms that their Final Statements are now available for review in the E-Bill system.
FINRA provided guidance to member firms on reviewing and reconciling end-of-year Final Statements in E-Bill.
FINRA notified firms of important dates for the 2018 Renewal Program.
FINRA outlined how a firm should review, reconcile and respond to final statements in the E-Bill system.