FINRA proposed an amendment to its Trading Activity Fee that would exempt transactions by a non-member proprietary trading firm executed on an exchange of which the firm is a member.
June 26, 2023
FINRA proposed an amendment to its Trading Activity Fee that would exempt transactions by a non-member proprietary trading firm executed on an exchange of which the firm is a member.
The SEC opened a new comment period to consider whether to approve a joint SRO-proposed amendment to revise the Consolidated Audit Trail Reporter Agreement and the Consolidated Audit Trail Reporter Agent Agreement.
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to the CAT Reporter Agreement and the CAT Reporter Agent Agreement.
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to implement a revised funding model and impose a related fee schedule.
FINRA reported that the Government Accounting Support Standards Board Accounting Support fee for 2022 will be $12,508,400.