IOSCO's fifth annual World Investor Week will focus on sustainable finance, and fraud and scams prevention.
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6 News Results
FINRA provided guidance to investors considering investments in special purpose acquisition companies, which typically consist of a purchase of "units" that are comprised of shares and warrants.
FINRA requested comment on a rule prohibiting member firms from accepting payment from an issuer in exchange for making a market in an issuer's securities.
FINRA warned investors about the dangers of "initial coin offerings" and discussed factors to consider before investing in such offerings.
FINRA warned investors to exercise caution when investing in Simple Agreements for Future Equity.