The SEC granted a substituted compliance determination for French-regulated security-based swap dealers.
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SEC Chair Gary Gensler addressed current SEC initiatives on security-based swaps, including reporting, clearing, swap execution facilities trading, and substituted compliance.
The SEC approved the registration of Depository Trust and Clearing Corporation Data Repository (U.S.), LLC as the first registered security-based swap data repository.
At an ISDA Derivatives Forum, SEC Commissioner Hester Peirce cautioned against "build[ing] a neat set of [environmental, social and governance metrics] that then get incorporated into a whole array of financial transactions."
The SEC moved forward on proposed substituted compliance determination for UK- and French-regulated firms that register as security-based swap dealers.