SEC Commissioner Hester M. Peirce criticized the SEC for pursuing a federal case against a crypto asset company for registration failures which ultimately resulted in the "demise of the company."
News & Insights
215 News Results
SEC Chair Gary Gensler identified areas of noncompliance in the securities markets, advocating for holding bad actors accountable by "prosecut[ing] dishonesty."
In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
An entertainment company settled charges with the SEC for offering and selling non-fungible tokens without registering with the SEC.
A company offering crypto asset-related financial products and services settled charges with the SEC for failing to register securities offerings.