The SEC rescinded a national market system plan rule exception that allowed fee changes to go into effect, upon filing with the SEC, without any public comment period or express SEC approval.
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SEC Chair Jay Clayton and SEC Division of Trading and Markets Director Brett Redfearn reviewed agency efforts to improve equity market structure.
The SEC amendments to facilitate the implementation of the Consolidated Audit Trail and impose public transparency and financial accountability requirements were published in the Federal Register.
The SEC adopted amendments to facilitate the implementation of the Consolidated Audit Trail. The amendments impose public transparency and financial accountability requirements.
The SEC directed FINRA and the equity exchanges to submit a new consolidated National Market System plan.