The SEC proposed a rule change that would designate certain securities listed on the Investors Exchange as "covered securities." Such a designation would exempt them from state registration requirements.
News & Insights
221 News Results
The SEC proposed a rule change that would designate certain securities listed on the Investors Exchange as "covered securities." Such a designation would exempt them from state registration requirements.
SEC Commissioner Kara Stein shared her views on key issues affecting the U.S. capital markets.
The SEC Office of the Investor Advocate released an Annual Report on Objectives for fiscal year 2018.
The SEC may reevaluate a decision by the Division of Markets and Trading to approve a proposed rule change that permits the listing and trading of quadruple-leveraged exchange-traded funds.