The SEC charged six individuals with insider trading involving the securities of two companies.
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The SEC Office of Investor Education and Advocacy and the CFTC Office of Customer Education and Outreach cautioned investors on the risks associated with investing in a fund that has exposure to the Bitcoin futures market.
The SEC charged two individuals with insider trading in connection with a biopharmaceutical company's announcement of negative clinical trial results.
In remarks at the 40th Annual Government-Business Forum on Small Business Capital Formation, SEC Commissioner Hester M. Peirce outlined recommendations on facilitating capital formation.
The U.S. House Financial Services Committee considered proposed legislation in response to the GameStop and Archegos trading events.