The SEC adopted final rules on (i) the mandatory clearing of transactions in Treasury securities and (ii) the application of the broker-dealer customer protection rule to Treasury securities.
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SEC Chair Gary Gensler addressed current SEC initiatives on security-based swaps, including reporting, clearing, swap execution facilities trading, and substituted compliance.
The European Commission determined that the SEC's regulatory framework for central counterparties is equivalent to that of the European Union.
The SEC adopted amendments and guidance concerning regulatory reporting and public dissemination of security-based swap transactions. The final amendments were published in the Federal Register.
The SEC voted to adopt amendments and guidance related to rules concerning regulatory and public security-based swap transaction reporting.