FinCEN issued an advance notice of proposed rulemaking "on the possibility of FinCEN establishing a "no-action letter process" under the Anti-Money Laundering Act of 2020.
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The CFTC and DOJ settled actions against an energy and commodities trading firm and two of its subsidiaries for manipulative and fraudulent practices, foreign corruption and bribery in the U.S. and global oil markets.
The CFTC entered into a final agreement with two publicly-traded companies to settle charges for wheat futures price manipulation.
The U.S. House Committee on Agriculture (i) considered a proposal by FTX - a registered derivatives clearing organization - to expand its services and (ii) examined trends in new clearinghouse models.
SEC Chair Gary Gensler and CFTC Chair Rostin Behnam highlighted U.S. regulatory initiatives in "new era" for derivatives.