The SEC Division of Corporation Finance updated its Compliance and Disclosure Interpretations relating to the filing of asset-level disclosures.
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A merchant cash advance company settled SEC charges for misleading investors in the securitization of a revolving pool of outstanding business loans.
SEC Chair Jay Clayton asked for public comment on whether asset-level disclosure requirements for residential mortgage-backed securities are causing a decrease in SEC-registered offerings.
The Basel Committee on Banking Supervision and IOSCO revised criteria for identifying "simple, transparent and comparable" short-term securitizations.
The SEC adopted technical amendments to Regulation AB and other rules governing the disclosure and reporting of asset-backed securities, as well as the securities' offering process. The technical amendments were published in the Federal Register.