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The MSRB has moved its electronic library of political contribution disclosures made by municipal securities dealers to the Electronic Municipal Market Access (EMMA®) website to locate them alongside other municipal market disclosures and data. View Press Release in full here (links externally to MSRB website).

FINRA released the third podcast in a five-part series providing an overview of FINRA's 2014 examination priorities. The primary focus of the podcast is on FINRA's additional business conduct priorities. Specifically, it addresses areas of business conduct that include: Anti-money Laundering ("AML") : FINRA noted that one emerging trend relates to executing broker-dealers liquidating large volumes of low-priced securities. Due to the nature of the DVP/RVP customer relationship with the executing broker, FINRA found that the source of such low-priced securities is often masked unless the