FINRA provided information about investing in public non-traded real estate investment trusts.
News & Insights
FINRA proposed amending its protocols to (i) require the dissemination of transactions in collateralized mortgage obligations and (ii) shorten the trade-reporting timeline for CMO transactions from end-of-day to within sixty minutes of execution.
The SEC solicited comment on a FINRA proposal to amend the FINRA Rule 6700 Series and the Trade Reporting and Compliance Engine dissemination protocols.
The SEC approved a FINRA proposal that amends the TRACE protocols to (i) require the dissemination of transactions in collateralized mortgage obligations ("CMOs"), and (ii) shorten the trade-reporting timeline for CMO transactions from end-of-day to within 60 minutes of execution.
FINRA notified member firms that the SEC approved a FINRA proposal to amend FINRA Rule 6700 Series and the Trade Reporting and Compliance Engine ("TRACE") dissemination protocols. The amendments will become effective on March 20, 2017.