The Committee on Payments and Market Infrastructures and IOSCO assessed the practices that central counterparties utilize when managing potential losses caused by non-default events, specifically in the context of recovery or orderly wind-down.
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75 News Results
The SEC approved a proposed rule change allowing multiple CBOE exchanges - BYX, BZX, EDGA and EDGX - to offer their members "Hard to Borrow List" functionality, that users may elect to apply to their short sale orders in U.S. equity securities.
The OTC Bulletin Board will shut down and FINRA will delete OTCBB-related rules on November 8, 2021.
In a new report, the SEC reviewed regulatory issues involving GameStop trading in January 2021.
In a technical notice, FINRA urged members and vendors to prepare for the upcoming closure of the OTC Bulletin Board – the FINRA-operated inter-dealer quotation system – and the deletion of related rules.