The SEC approved a FINRA proposal to shorten the permitted syndicate account settlement timeframe for corporate debt offerings.
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The SEC extended to November 16, 2022, the period for consideration of a FINRA proposal to shorten the permitted syndicate account settlement timeframe for corporate debt offerings.
Comments on proposed amendments to shorten the permitted syndicate account settlement timeframe for corporate debt offerings are due by September 8, 2022.
FINRA proposed to shorten the permitted syndicate account settlement timeframe for corporate debt offerings.
IOSCO adopted guidance on mitigating conflicts of interest and conduct risks for market intermediaries in debt capital market transactions.