The SEC announced that Consolidated Audit Trail participants withdrew a proposed amendment to implement a revised funding model for the CAT and to impose a related fee schedule.
December 17, 2021
The SEC announced that Consolidated Audit Trail participants withdrew a proposed amendment to implement a revised funding model for the CAT and to impose a related fee schedule.
The SEC opened a new comment period to consider objections to proposed revisions to the funding model for the consolidated audit trail.
The SEC conditionally permitted FINRA to access security-based swap data obtained from security-based swap data repositories.
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to the CAT Reporter Agreement and the CAT Reporter Agent Agreement.
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to implement a revised funding model and impose a related fee schedule.