Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
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16 News Results
FINRA announced the effective dates of recently approved rules establishing margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.
FINRA announced enhanced functionality updates to its Regulatory Extension ("REX") system, which allows firms to electronically submit requests for extensions of time under FINRA Rule 4210.
The SEC granted a proposal by FINRA to extend the effective date to establish margin requirements for "to-be-announced" or "TBA" transactions and other forward-settling agency securities transactions.
FINRA added a second amendment to its proposal to impose margin requirements on "to-be-announced" transactions.