A three-judge panel of the Fifth Circuit Court of Appeals vacated the DOL fiduciary rule, confirming a March 2018 ruling.
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The Department of Labor provided guidance on responsibilities for plan fiduciaries and other stakeholders regarding shareholder rights, written statements of investment policy, and economically targeted investments.
The DOL issued a temporary enforcement policy applicable to investment advice fiduciaries in light of a Fifth Circuit decision to vacate the fiduciary rule.
A three-judge panel for the Fifth Circuit Court of Appeals issued a ruling denying a motion regarding the Court's decision to vacate the DOL fiduciary rule.
The Attorneys General of New York, California and Oregon requested that the Fifth Circuit Court of Appeals reconsider its recent decision to deny a Motion to Intervene in connection with the vacated DOL fiduciary rule.