The DOJ, the SEC and the CFTC charged the Alameda Research CEO and the FTX Chief Technology Officer in schemes to defraud FTX's customers and investors.
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A technology firm settled DOJ and SEC charges associated with bribing Brazilian and Algerian officials to win government contracts.
In parallel civil and criminal actions, a technology company settled SEC and DOJ charges for violations of the Foreign Corrupt Practices Act.
The SEC charged the former CEO and president of a Nasdaq-traded security technology company and three other individuals in a fraudulent broker bribery scheme. The DOJ filed charges against one of the individuals in a parallel action.
A brand-management company and its former CFO settled SEC charges for generating fictitious revenue to outperform Wall Street analysts' consensus estimates in the second and third quarters of 2014.