FINRA requested comments on the application of its rules to government securities and, as to certain of its rules, to debt securities generally.
News & Insights
In a recent research note, FINRA Office of the Chief Economist staff members examined the liquidity of securitized assets over the course of the last several years, noting both positive and negative market developments.
The SEC solicited comments on a FINRA proposal to clarify the application of Rule 2210 to debt research reports as the result of approval of the new debt research conflict of interest rule. The FINRA proposal was published in the Federal Register.
The SEC solicited comments on the FINRA proposal concerning conflicts of interest relating to the publication and distribution of debt research reports. The request for comments was published in the Federal Register.
FINRA proposed amendments that would clarify its rule on debt research analysts and debt research reports.