FINRA set the compliance dates for rule amendments relating to security-based swaps.
News & Insights
11 News Results
The SEC approved a FINRA proposal to address the application of FINRA rules to security-based swaps.
FINRA revised and redesignated its Interpretations of the SEA Financial and Operating Rules to align with recent SEC amendments.
FINRA proposed delaying the expiry date of Rule 0180 on the application of FINRA rules to security-based swaps, and extending the implementation date of Rule 4240 on margin requirements for credit default swaps.
FINRA proposed amendments to clarify the application of FINRA rules to security-based swaps.