FINRA requested comment on a proposal to require market participants to submit reports disclosing order executions in National Market System stocks to FINRA. Submitted reports would then be published in a centralized location on the FINRA website.

FINRA reported that it collected $48.1 million in fines, but had $111.4 million in fines-eligible expenditures. FINRA said that the balance between the monies collected and the expenditures was funded from reserves and excess operating results.

A broker-dealer settled FINRA charges for overstating the projected yield and annual income for nine money market funds on customer account statements.

The FINRA Investor Education Foundation reported that 56 percent of the Gen Z population in the U.S. (ages 18 to 25) invest, with 19 percent owning cryptocurrency and/or non-fungible tokens.

A broker-dealer settled FINRA charges for failing to review information requests from FinCEN and for failing to conduct an independent annual audit of its AML program.