The U.S. House Financial Services Committee considered proposed legislation in response to the GameStop and Archegos trading events.
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The SEC approved a proposal to delay the effective date of FINRA Margin Rule amendments from December 15, 2017 to June 25, 2018.
At a conference held in New York, senior regulators discussed developments in data reporting, clearing and settlement, and the ongoing evolution of Treasury Market structure and liquidity.
Five regulatory agencies outlined developments in the U.S. Treasuries market since the release of their Joint Staff Report on July 13, 2015.
In remarks at the "Going Public in the 2020s" Conference, SEC Commissioner Mark T. Uyeda decried the decline in the number of companies going public and made several recommendations for reversing the trend, particularly for smaller companies, which he said would benefit Main Street investors.