The CFTC sanctioned a digital asset commodity trading platform for failing to register with the CFTC as either a DCM or an FCM and offering trading in CFTC-regulated products to retail investors.
The CFTC Division of Clearing and Risk granted Taiwan Futures Exchange's request for no-action relief from the requirement to register as a derivatives clearing organization.
The Committee on Payments and Market Infrastructures and IOSCO analyzed current market participants' access to central counterparties and effective market practices.
A French swap dealer and its former employee settled CFTC charges for mismarking swap positions to inflate profits and minimize losses or to "smooth out returns."
NFA notified its members that swap dealers must electronically file required notices related to swap dealer initial margin models.