Comments on proposed amendments to shorten the permitted syndicate account settlement timeframe for corporate debt offerings are due by September 8, 2022.
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The SEC approved rule changes to require members to report transactions in U.S. dollar-denominated foreign sovereign debt securities to TRACE.
FINRA proposed to shorten the permitted syndicate account settlement timeframe for corporate debt offerings.
FINRA proposed amendments that would require transactions in TRACE-eligible securities that currently are subject to a 15-minute reporting timeframe to be reported within one minute.
SIFMA raised "serious concerns" that the application of the SEA rule on quotations without specific information to private debt securities would adversely affect the value and liquidity of private resales of securities to institutions.