In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
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FINRA reported that the Government Accounting Support Standards Board Accounting Support fee for 2022 will be $12,508,400.
In its 2021 Annual Report, the MSRB highlighted the organization's ongoing modernization efforts amid the challenges posed by the global pandemic.
At its quarterly Board of Directors meeting, the MSRB reviewed initiatives under the strategic plan for improving and protecting the municipal securities market.
A FINRA proposal to establish administrative and delivery fees for the new Municipal Advisor Principal Examination was published in the Federal Register.