The CFPB extended the comment period on a Request for Information on (i) credit card late fees and late payments, and (ii) card issuers' revenue and expenses
News & Insights
17 News Results
The SEC Department of Examinations observed deficiencies with respect to compliance programs, conflicts of interest and disclosures in the practices of investment advisers executing principal and cross trades in fixed income securities.
SEC staff summarized the activities of the Fixed Income Market Structure Advisory Committee over the past year.
IOSCO adopted guidance on mitigating conflicts of interest and conduct risks for market intermediaries in debt capital market transactions.
FINRA issued new COVID-19-related guidance on (i) fixed income mark-up disclosures and (ii) the payment of Funding Portal Gross Income Assessments.