The SEC extended a deadline to consider whether to approve or disapprove a FINRA proposal to establish new order routing disclosure report publication requirements for over-the-counter and National Market System equity securities orders. The SEC extended the deadline from June 4, 2023 to August 3, 2023.

To help firms prepare for the November 6, 2023 effective date for reporting transactions on TRACE involving foreign sovereign debt securities, FINRA will post a monthly file of FINRA Symbols and CUSIPs.

FINRA requested comment on a proposal to require market participants to submit reports disclosing order executions in National Market System stocks to FINRA. Submitted reports would then be published in a centralized location on the FINRA website.

The SEC granted an extension of the temporary exemptive relief previously issued to national securities exchanges and national securities associations to facilitate settlement negotiations concerning Consolidated Audit Trail National Marketing System Plan amendments.

The Financial Information Forum reiterated its opposition to a FINRA proposal requiring new order-routing disclosures for OTC and National Market System equity securities orders.