In a "Consumer Compliance Supervisory Highlights" Report, the FDIC summarized the results of consumer compliance examinations of supervised institutions in 2022 and offered recommendations to strengthen compliance management systems.
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In an Advisory Opinion, the CFPB reminded operators of Digital Mortgage Comparison-Shopping Platforms of referral fee prohibitions under the Real Estate Settlement Procedures Act.
A broker-dealer settled FINRA charges for failing to review the suitability of investment recommendations in non-traded Real Estate Investment Trusts and for failing to timely respond to relevant customer complaints.
NASAA extended the comment period on proposed revisions to its Statement of Policy Regarding Real Estate Investment Trusts.
NASAA requested comment on proposed revisions to its Statement of Policy Regarding Real Estate Investment Trusts. The deadline for public comment is August 11, 2022.